Compliance Department

Compliance Officer – Debt Capital Markets & Investment Banking
Duncan-Williams, Inc. is seeking an experienced Compliance Officer for a position covering its Debt Capital Markets division. The Compliance Officer position will report directly to the Chief Compliance Officer. The successful candidate will possess strong communication skills and the ability to manage multiple tasks. The candidate should have a deep understanding of the rules and regulations relevant to the sales and trading of fixed income securities along with aspects of its investment banking.

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Fixed Income Sales and Trading (DCM)

Experienced Institutional Fixed-income Sales Representative
Duncan-Williams is looking for self-starters with solid account relationships to join our Institutional Sales Team. Candidates must have a college degree and be series 7 & 63 licensed.

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Investment Banking

Currently, we have no positions available for hire. We encourage you to stay in touch as our growth initiative may open opportunities in the future.

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*Duncan-Williams, Inc is an Equal Opportunity Employer